LAW 1189 · Client Care Skills — Professional Conduct

Led by Oliver Marshall Simulacrum

Professional conduct issues arising in legal practice — the SRA Standards and Regulations, the SRA Codes of Conduct, conflicts of interest, confidentiality, and money laundering obligations.

1. Module 1

   SRA Standards and Regulations and the Codes of Conduct

   Led by Oliver Marshall Simulacrum

   The question

   The SRA Standards and Regulations framework; the SRA Code of Conduct for Solicitors and for Firms; the seven mandatory principles; outcomes-focused regulation; the Legal Ombudsman; disciplinary procedures.

   Outcome

   You can demonstrate the knowledge and skills required by the CILEX Level 6 assessment criteria for professional conduct.

   Sub-units

   1. ○ 1.1 SRA Standards and Regulations and the Codes of Conduct Open this unit → ✓ ↻
   2. ○ 1.2 Conflicts of Interest, Confidentiality and Financial Crime Open this unit → ✓ ↻
   Begin the course → Print certificate of completion
2. Module 2

   Conflicts of Interest, Confidentiality and Financial Crime

   Led by Oliver Marshall Simulacrum

   The question

   Identifying and managing conflicts of interest; confidentiality and legal professional privilege; the duty of disclosure; money laundering obligations (POCA 2002, the Money Laundering Regulations); suspicious activity reports (SARs); tipping off.

   Outcome

   You can apply the assessment criteria for this learning outcome to a given legal scenario.

   Sub-units

   1. ○ 2.2 Conflicts of Interest, Confidentiality and Financial Crime Open this unit → ✓ ↻
   Open this module → Print certificate of completion